Regulatory Compliance Library

AUSTRAC AML/CTF Act 2006

The Anti-Money Laundering and Counter-Terrorism Financing Act 2006 (AML/CTF Act) requires Australian reporting entities, including banks, ...

Basel BCBS 239 - Risk Data Aggregation

Basel BCBS 239, formally titled "Principles for Effective Risk Data Aggregation and Risk Reporting," is a standard issued by the Basel ...

Basel BCBS 323 - Sound Management of Operational Risk

BCBS 323, "Principles for the Sound Management of Operational Risk," is a Basel Committee on Banking Supervision standard requiring ...

UAE Federal Decree-Law No. 20 of 2018 on AML

UAE Federal Decree-Law No. 20 of 2018 is the primary AML statute of the United Arab Emirates. It requires banks, fintechs, and other ...

EU Anti-Money Laundering Regulation 2024

Regulation (EU) 2024/1624, the EU Anti-Money Laundering Regulation (EU AMLR), is the European Union's first directly applicable AML ...

Sixth Anti-Money Laundering Directive

The Sixth Anti-Money Laundering Directive (Directive (EU) 2018/1673), adopted by the European Union and required to be transposed by ...

EU Anti-Money Laundering Authority Regulation

The EU Anti-Money Laundering Authority Regulation (Regulation (EU) 2024/1620) is an EU law that establishes AMLA as the bloc's first ...

Markets in Crypto-Assets Regulation

The Markets in Crypto-Assets Regulation (MiCA), Regulation (EU) 2023/1114, is an EU law that requires crypto-asset service providers ...

DORA Article 28 - Third-Party ICT Risk Management

DORA Article 28, part of Regulation (EU) 2022/2554 published by the European Union, requires banks, investment firms, payment institutions, ...

EU Transfer of Funds Regulation 2023

Regulation (EU) 2023/1113

EU Artificial Intelligence Act

Regulation (EU) 2024/1689, the EU Artificial Intelligence Act, is a risk-based legal framework governing AI systems in the European Union. ...

Digital Operational Resilience Act

The Digital Operational Resilience Act (DORA), Regulation (EU) 2022/2554, is a directly applicable EU law requiring financial entities to ...

Payment Services Directive 2

Payment Services Directive 2 (Directive 2015/2366/EU) is an EU law effective January 13, 2018. Issued by the European Commission and ...

EU AI Act Article 6 - High-Risk AI Systems

EU AI Act Article 6, from Regulation (EU) 2024/1689 published in July 2024, classifies specific AI systems as high-risk and triggers ...

General Data Protection Regulation

The General Data Protection Regulation (GDPR), Regulation (EU) 2016/679, is the European Union's primary data protection law, enforced by ...

Payment Services Directive 3 (Proposal)

PSD3 (Payment Services Directive 3) is a European Commission legislative proposal (COM(2023) 366 final), published June 28, 2023, to ...

FATF Recommendation 1 - Assessing Risks and Applying a Risk-Based Approach

FATF Recommendation 1, issued by the Financial Action Task Force, requires countries and their financial institutions to identify, assess, ...

FATF Recommendation 11 - Record Keeping

FATF Recommendation 11 is a global record-keeping standard issued by the Financial Action Task Force that requires banks, electronic money ...

FATF Recommendation 10 - Customer Due Diligence

FATF Recommendation 10 is the global standard for Customer Due Diligence (CDD), issued by the Financial Action Task Force and substantially ...

FATF Recommendation 12 - Politically Exposed Persons

FATF Recommendation 12, issued by the Financial Action Task Force and codified in its 2012 revision of the 40 Recommendations, requires ...